FIN 301 Exam #1

Created by Phillip Hyams

Sole Proprietorship
Business owned by one individual

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TermDefinition
Sole ProprietorshipBusiness owned by one individual
Sole Proprietorship Pros- Sole Decision Maker - Fewer Regulations - Single Taxation - Easy to Form
Sole Proprietorship Cons- Unlimited Personal Liability - Difficult to Raise Capital - Ends with life of the owner
Guiding Principles of Finance1. Maximization of Wealth 2. Time Value of Money 3. Risk and Return 4. Leverage 5. Diversification
Areas of Finance1. Financial Intermediation 2. Investments 3. Corporate Finance
PartnershipBusiness owned by two or more people
Partnership Pros- Limited Decision Makers - Fewer Negotiations - Single Taxation - Easy to Form
Partnership Cons- Unlimited Personal Liability - Difficult to Raise Capital - Ends with the life of the owner - Partnership issues
CorporationLegal entity created by a state, separate and distinct from its owners (shareholders)
Corporation Pros- Limited Liability - Easy to raise capital - Easy to transfer ownership - Unlimited Life
Corporation Cons- Many decision makers - More regulations - Double taxation - Can be complicated to form
Public CorporationHave shares owned by the general public. Firms sell shares to the public with help from investment banks
Private CorporationRaise money through private equity and venture capital. Typically, more expensive, but less regulated
CapitalAn asset used to generate future value. In finance, typically referred to as the cash used to purchase these assets
Primary MarketFirm transacts directly with investors
Secondary MarketInvestors transact with themselves
Types of Capital: Debt- Legally binding contract between borrower and lender - Lender loans principal, Borrower promises repay principal with interest - In general: no voting rights, highest priority in bankruptcy, "fixed income"
Types of Capital: Equity- Represents ownership claim on firm - Investor only earns return if firm succeeds - In general: voting rights, ownership position, "residual claim"
Balance SheetProvides a snapshot of firm's position at end of fiscal period
Income StatementSummarize firm's revenues and expenses during fiscal period
Statement of Cash FlowsSummarizes firm's cash transactions during fiscal period and is divided into 3 sections 1) Operating Activities 2) Investing Activities 3) Financing Activities
Book ValueValue shown in the financial statements; Only reflect past transactions
Market ValueCurrent value investors are willing to pay for an asset; Reflects past transactions but also future expectations
Liquidity RatiosHelp us understand if firm has sufficient case, liquid assets to pay its bills
Efficiency RatiosHelp us understand how well a firm manage various assets
LeverageFirm's use of debt
Leverage RatiosHelp us understand how the firm financed its assets, whether firm has sufficient funds to cover interest expenses
Profitability RatiosHelp us understand how effective firm is at generating profits
Market Value RatiosHelp us understand how the market values firm's earnings and assets
Return RatiosHelp us understand return earned by shareholders
Time Value of MoneyA dollar today is worth more than a dollar tomorrow
Simple InterestEarn interest only on your principal investment
Compound InterestInterest on your principal and prior interest
Effective Annual RateAnnual rate that incorporates effects of compounding
AnnuityCash flow stream where equal cash flow occurs every period for N periods
PerpetuityCash flow stream that goes on forever
Ordinary AnnuityPayments occur at the end of each period
Annuity DuePayments occur at the beginning of each period
Growing Perpetuity Stream of cash flows received forever, where every cash flow is g% larger/smaller than the last
Amortized LoanLoan repaid in equal payments over the loan's life
Paying Down PrincipalMaking extra payments on an amortized loan